THE BRIDGEMAN ART
LIBRARY, LTD., Plaintiff,
v.
COREL
CORPORATION, et ano., Defendants.
No. 97 Civ.
6232(LAK).
United States District Court,
S.D. New York.
Feb. 18, 1999.
As Amended March 2, 1999.
United Kingdom‑based
company, which marketed transparencies and CD‑ROMs of reproductions of
public domain works of art brought suit alleging copyright infringement,
violation of the Lanham Act, and unfair competition. The District Court,
Kaplan, J., 25 F.Supp.2d 421, entered judgment for alleged infringer. Copyright
holder moved for reargument and reconsideration. The District Court held that:
(1) Berne Convention on copyrights did not require United States courts to
enforce copyrights of other countries, when those copyrights did not satisfy
originality requirement for copyrights set forth in United States Constitution;
(2) reproductions did not satisfy originality requirements for United States
copyright; and (3) reproductions did not satisfy United Kingdom requirements
for copyright protection.
Motion granted;
summary judgment for alleged infringer.
[1] COPYRIGHTS
AND INTELLECTUAL PROPERTY k34
99k34
Berne Convention on copyrights did not require United
States courts to enforce copyrights of other countries, where those copyrights
did not satisfy originality requirement for copyrights set forth in United
States Constitution; Convention provided that signatories were to provide
foreign copyrights with same protection available to domestic copyrights, and
in ratifying Convention Congress provided for its enforcement through Copyright
Act. U.S.C.A. Const. Art. 1, § 8, cl. 8;
17 U.S.C.A. § 104(c).
[2] COPYRIGHTS
AND INTELLECTUAL PROPERTY k6
99k6
Color transparencies of famous paintings in museums were
not sufficiently original to qualify for copyright protection, under Copyright
Clause of Constitution and Copyright Act.
U.S.C.A. Const. Art. 1, § 8, cl. 8;
17 U.S.C.A. § 102(a).
[3] COPYRIGHTS
AND INTELLECTUAL PROPERTY k34
99k34
Color transparencies of famous paintings in museums were
not sufficiently original to qualify for copyright protection, under United
Kingdom law.
*192
Stephen A. Weingrad, Weingrad & Weingrad, New York City, NY, for plaintiff.
Kathryn J. Fritz,
Fenwick & West LLP, Palo Alto, CA, Ira G. Greenberg, Edwards & Angell,
LLP, New York City, NY, for defendant Corel Corporation.
MEMORANDUM OPINION
KAPLAN, District
Judge.
On November 13,
1998, this Court granted defendant's motion for summary judgment dismissing
plaintiff's copyright infringement claim on the alternative grounds that the allegedly
infringed works‑‑color transparencies of paintings which themselves
are in the public domain‑‑were not original and therefore not
permissible subjects of valid copyright and, in any case, were not infringed.
[FN1] It applied United Kingdom law in
determining whether plaintiff's transparencies were copyrightable. [FN2] The Court noted, however, that it would have
reached the same result under United States law. [FN3]
FN1. The Bridgeman Art
Library, Ltd. v. Corel Corp., 25 F.Supp.2d 421 (S.D.N.Y.1998).
FN2. Id. at 425‑26.
FN3.
Id. at 427 nn. 41, 47.
Following the entry of final judgment, the
Court was bombarded with additional submissions. On November 23, 1998, plaintiff moved for reargument and
reconsideration, arguing that the Court erred on the issue of originality. It asserted that the Court had ignored the
Register of Copyright's issuance of a certificate of registration for one of
plaintiff's transparencies, which it takes as establishing copyrightability,
and that the Court had misconstrued British copyright law in that it failed to
follow Graves' Case, [FN4] which was decided in the Court of Queens Bench in
1869. [FN5] At about the same time, the
Court received an unsolicited letter from Professor William Patry, author of a
copyright law treatise, which argued that the Court erred in applying the law
of the United Kingdom to the issue of copyrightability. Plaintiff then moved
for an order permitting the filing of an amicus brief by one of its associates,
The Wallace Collection, to address the United Kingdom law issue. The Court granted leave for the submission
of the amicus brief and invited the parties to respond to Professor Patry's
letter. The matter now is ripe for
decision.
FN4. L.R. 4 Q.B. 715 (1869).
FN5. The former argument, of course, is at least arguably
inconsistent with plaintiff's position that its copyrights arose under British
law.
At the outset, it
is worth noting that the post‑judgment flurry was occasioned chiefly by
the fact that the plaintiff failed competently to address most of the issues
raised by this interesting case prior to the entry of final judgment. In particular, while plaintiff urged the
application of U.K. law, it made no serious effort to address the choice of law
issue and no effort at all (apart from citing the British copyright act) to
bring pertinent U.K. authority to the Court's attention before plaintiff lost
the case. Indeed, it did not even cite
Graves' Case, the supposedly controlling authority that the Court is said to
have overlooked. [FN6]
FN6. See Pl.Mem. in Opp. to Motion for Judg. on the
Pleadings at 39‑40.
Everything
plaintiff has submitted on this motion should have been before the Court
earlier, which is more than sufficient reason to deny its motion as an
unwarranted imposition on the Court and, indeed, its adversary.
*193 The issues, however, are significant beyond the immediate
interests of the parties. Accordingly,
the Court will address them on the merits.
Choice of Law
[1] Professor Patry
argues principally that there can be no choice of law issue with respect to
copyrightability because the Copyright Clause of the Constitution [FN7] permits
Congress to enact legislation protecting only original works of
authorship. In consequence, he
contends, only original works, with originality determined in accordance with
the meaning of the Copyright Clause, are susceptible of protection in United
States courts.
FN7. U.S. Const. Art. I, § 8, Cl. 8.
Of course, the
ability of Congress to extend the protection of copyright is limited by the
Copyright Clause. Nevertheless, the
constitutional issue is not as straightforward as Professor Patry
suggests. Bridgeman claims that the
infringed works are protected by United Kingdom copyrights and that the United
States, by acceding to the Convention for the Protection of Literary and
Artistic Works, popularly known as the Berne Convention, [FN8] and the
Universal Copyright Convention [FN9] and by enacting the Berne Convention
Implementation Act of 1988 (the "BCIA"), [FN10] agreed to give effect
to its United Kingdom copyrights.
FN8. Berne Convention (Paris text) art. 5(1), reprinted in
9 MELVILLE B. NIMMER & DAVID NIMMER, NIMMER ON COPYRIGHT App. 27 (1998)
(hereinafter cited as the "NIMMER").
FN9. Sept. 6, 1952, 6 U.S.T. 1341.
FN10. Pub.L. 100‑568, 102 Stat. 2853 (1988).
The fact that
plaintiff's rights allegedly derive from its claimed British copyrights
arguably is material. Granting
Professor Patry's point that Congress, in light of the originality requirement
of the Copyright Clause, in ordinary circumstances may not extend copyright
protection to works that are not original, the questions remain whether (1) the
United States constitutionally may obligate itself by treaty to permit
enforcement of a foreign copyright where that copyright originates under the
law of a signatory nation which does not limit copyright protection to works
that are original in the sense required by the United States Constitution and,
if so, (2) the United States in fact has done so. Thus, Professor Patry's contention that the United States may not
apply foreign law less restrictive than its own with respect to originality may
be too narrow because it rests exclusively on the Copyright Clause. The legal effect and constitutionality of
treaties also is implicated.
Article II, Section
2, of the Constitution provides that the President "shall have Power, by and with the Advice and Consent of the
Senate, to make Treaties, provided two thirds of the Senators present
concur." Treaties, by virtue of
the Supremacy Clause, join the Constitution and federal statutes as
"supreme law of the land." [FN11]
As the Supreme Court wrote in Geofroy v. Riggs: [FN12]
FN11. U.S. Const. Art. VI, Cl. 2.
FN12. 133 U.S. 258, 10 S.Ct. 295, 33 L.Ed. 642 (1890).
"The treaty
power, as expressed in the Constitution, is in terms unlimited except by those
restraints which are found in that instrument against the action of the
government ..., and those arising from the nature of the government itself and
the States. It would not be contended
that it extends so far as to authorize what the Constitution forbids, or a
change in the character of the government or in that of one of the States, or a
cession of any portion of the territory of the latter, without its consent ...
But with these exceptions, it is not perceived that there is any limit to the
questions which can be adjusted touching any matter which is properly the
subject of negotiation with a foreign country." [FN13]
FN13. Id. at 267, 10 S.Ct.
295.
And
while it now is clear that the treaty power is "subject to the
constitutional limitations that apply to all exercises of federal power,
principally the prohibitions of the Bill of Rights," [FN14] the treaty
power retains considerable scope.
FN14. Louis Henkin,
Foreign Affairs and the U.S. Constitution 185 (2d ed.1996).
*194 The Copyright Clause and the Copyright Act both recognize
that the United States has an important interest in protecting the intellectual
property of its citizens and of those whose creative efforts enrich our lives.
In this increasingly interconnected world, securing appropriate protection
abroad also is important. Hence, it
cannot seriously be denied that international copyright protection is
"properly the subject of negotiation with" foreign countries.
Decades ago, the Supreme Court held in Missouri v. Holland [FN15]
that Congress could enact legislation necessary and proper to the
implementation of a treaty which, absent the treaty, would have been beyond its
powers. Although the case arose in a
different context, [FN16] it suggests that the Conventions, if their purported
effect actually is to permit enforcement in the United States of foreign
copyrights which do not meet U.S. standards of originality‑‑ in
other words, if they require enforcement here of any copyright valid under the
law of the signatory nation in which copyright attached, even if that copyright
does not meet U.S. standards of validity‑‑would not be obviously
invalid.
FN15.
252 U.S. 416, 432, 40 S.Ct. 382, 64 L.Ed. 641 (1920).
FN16. The issue was whether a statute regulating the
hunting of migratory birds, enacted to implement a U.S.‑Canadian treaty,
violated the Tenth Amendment by invading a province reserved to the
states. Here, on the other hand, the
question would be whether the Copyright Clause, in limiting copyright
protection to original works, prohibits the United States from agreeing to
extend protection to foreign works which do not meet that requirement.
In view of these
considerations, the proposition advanced by Professor Patry‑‑ that
the Copyright Clause forecloses any choice of law issue with respect to the
validity of a foreign Berne Convention work, is not free from doubt. It is necessary to decide that question,
however, only if the Conventions require application of foreign law in
determining the existence of copyright and, if so, whether there is any true
conflict of law in this case on that point.
In most
circumstances, choice of law issues do not arise under the Berne and Universal
Copyright Conventions. Each adopts a
rule of national treatment. [FN17]
Article 5 of the Berne Convention, for example, provides that
"[a]uthors shall enjoy, in respect of works for which they are protected
under this Convention, in countries of the Union other than the country of origin,
the rights which their respective laws do now or may hereafter grant to their
nationals, as well as the rights specially granted by this convention" and
that "the extent of protection, as well as the means of redress afforded
to the author to protect his rights, shall be governed exclusively by the laws
of the country where protection is claimed." [FN18] Hence, the Conventions make clear that the
holder of, for example, a British copyright who sues for infringement in a
United States court is entitled to the same remedies as holders of United
States copyrights and, as this Court previously held, to the determination of
infringement under the same rule of law.
FN17. Berne Convention arts. 5(1)‑5(2); Univ. Copyright Conv. (Geneva and Paris
texts), art. II, reprinted in 9 NIMMER
Apps. 24‑25.
FN18. Berne Convention art. 5(1)‑5(2).
While the nature of
the protection accorded to foreign copyrights in signatory countries thus is
spelled out in the Conventions, the position of the subject matter of copyright
thereunder is less certain. Do the
Conventions purport to require signatory nations to extend national treatment
with respect to such enforcement‑related subjects as remedies for
infringement only where the copyright for which protection is sought would be
valid under the law of the nation in which enforcement is sought? Or do they purport to require also that a
signatory nation in which enforcement is sought enforce a foreign copyright
even if that copyright would not be valid under its own law? [FN19] But there is an even more fundamental issue,
viz. whether United States courts may give effect to any provisions of the
Conventions which might require or suggest that the existence *195 of copyright be determined under
the law of another nation.
FN19. See Hasbro Bradley, Inc. v. Sparkle Toys, Inc., 780
F.2d 189, 192 (2d Cir.1985) (applying U.S. copyright law "[a]lthough the
toys enjoyed no copyright protection
under Japanese law").
Although the
Supreme Court has not yet decided the point, it seems quite clear at this point
that the Berne Convention is not self‑executing. [FN20] Section 3(a) of
the BCIA [FN21] confirms this view, stating that:
FN20. Bridgeman, 25 F.Supp.2d at 430 & n. 71; In re AEG Acquisition Corp., 127 B.R. 34, 42
(Bankr.C.D.Cal.1991), aff'd, 161 B.R. 50 (9th Cir.BAP1993); S.REP. NO. 100‑352, 100th Cong., 2d
Sess. 53‑54 (1988); H.R.REP. NO. 100‑609, 100th Cong., 2d Sess. 28‑32
(1988), 1988 U.S.C.C.A.N. 3706; see
also Carter v. Helmsley‑Spear, Inc., 71 F.3d 77, 83 (2d Cir.1995); 1 NIMMER § 1.12[A].
FN21. 102 Stat. 2853.
"The
provisions of the Berne Convention‑‑
"(1) shall be given effect under title 17, as amended by this Act,
and any other relevant provision of Federal or State law, including the common
law, and
"(2) shall not be enforceable in any action brought
pursuant to the provisions of the Berne Convention itself."
Section 4(c),
[FN22] now codified at 17 U.S.C. § 104(c), states in relevant part that
"[n]o right or interest in a work eligible for protection under this title
may be claimed by virtue of, or in reliance upon, the provisions of the Berne
Convention or the adherence of the United States thereto." Thus, while the Copyright Act, as amended by
the BCIA, extends certain protection to the holders of copyright in Berne
Convention works as there defined, the Copyright Act is the exclusive source of
that protection.
FN22. Id. at 2855.
The
statutory basis of the protection of published Berne Convention works such as
the photographs here at issue is Section 104(b), which states in relevant part
that:
"The works
specified by sections 102 and 103, when published, are subject to protection
under this title if‑‑
*
* * * * *
"(4) the work is a Berne Convention work ..." [FN23]
FN23. 17 U.S.C. § 104(b).
Section
102(a) limits copyright protection in relevant part to "original works of
authorship...." [FN24] Accordingly, there is no need to decide whether the
Berne Convention adopts any rule regarding the law governing copyrightability
or whether the treaty power constitutionally might be used to extend copyright
protection to foreign works which are not "original" within the
meaning of the Copyright Clause.
Congress has made it quite clear that the United States' adherence to
the Berne Convention has no such effect in the courts of this country. And while there is no comparable legislation
with respect to the Universal Copyright Convention, [FN25] the question whether
that treaty is self‑executing is of no real significance here because the
substantive provisions of the UCC are "of very limited practical import
..." [FN26]
FN24. Id. § 102(a).
FN25.
1 NIMMER § 1.12[B].
FN26. Id. § 1.12[B], at 1‑110 to 1‑111.
Originality and
Copyrightability
United States Law
[2] The Court's
prior opinion indicated that plaintiff's exact photographic copies of public
domain works of art would not be copyrightable under United States law because
they are not original. [FN27] In view
of the Court's conclusion here that U.S. law governs on this issue, it is
appropriate to give a somewhat fuller statement of the Court's reasoning.
FN27. 25 F.Supp.2d at 427 nn. 41, 47.
In Burrow‑Giles
Lithographic Co v. Sarony, [FN28] the Supreme Court held that photographs are
"writings" within the meaning of the Copyright Clause and that the
particular portrait at issue in that case was sufficiently original‑‑
by virtue of its pose, arrangement of accessories in the photograph, and
lighting and the expression the photographer evoked‑‑to be subject
to copyright. The Court, however, declined
to decide whether "the ordinary production of a photograph"
invariably satisfies the originality requirement. While Judge Learned Hand
later suggested *196 that the 1909
Copyright Act protected photographs independent of their originality, [FN29]
his view ultimately was rejected by the Supreme Court. [FN30] Nevertheless, there is broad scope for
copyright in photographs because "a very modest expression of personality
will constitute sufficient originality." [FN31]
FN28. 111 U.S. 53, 4 S.Ct. 279, 28 L.Ed. 349 (1884).
FN29. Jewelers' Circular Pub. Co. v. Keystone Pub. Co., 274
F. 932, 934 (S.D.N.Y.1921), aff'd, 281 F. 83 (2d Cir.), cert. denied, 259 U.S.
581, 42 S.Ct. 464, 66 L.Ed. 1074 (1922).
FN30. Feist Publications, Inc. v. Rural Tel. Serv. Co., 499
U.S. 340, 350‑53, 111 S.Ct. 1282, 113 L.Ed.2d 358 (1991).
FN31. 1 NIMMER § 2.08[E][1], at 2‑130.
As the Nimmers have
written, there "appear to be at least two situations in which a photograph
should be denied copyright for lack of originality," one of which is
directly relevant here: "where a
photograph of a photograph or other printed matter is made that amounts to
nothing more than slavish copying." [FN32] The authors thus conclude that a slavish photographic copy of a
painting would lack originality, although they suggest the possibility that
protection in such a case might be claimed as a "reproduction of a work of
art." [FN33] But they immediately
go on to point out that this suggestion is at odds with the Second Circuit's in
banc decision in L. Batlin & Son, Inc. v. Snyder. [FN34]
FN32. Id. § 2.08[E][2], at 2‑131.
FN33. Id.
FN34. 536 F.2d 486 (2d Cir.) (in banc ), cert. denied, 429
U.S. 857, 97 S.Ct. 156, 50 L.Ed.2d 135 (1976).
Batlin involved the
defendants' claim to copyright in a plastic reproduction, with minor
variations, of a mechanical cast‑iron coin bank that had been sold in the
United States for many years and that had passed into the public domain. The Court of Appeals affirmed a district
court order compelling the defendants to cancel a recordation of copyright in
the plastic reproduction on the ground that the reproduction was not
"original" within the meaning of the 1909 Copyright Act, holding that
the requirement of originality applies to reproductions of works of art. [FN35] Only "a distinguishable variation"‑‑
something beyond technical skill‑‑will render the reproduction
original. [FN36] In consequence:
FN35. Id. at 490‑91.
FN36. Id. (quoting Gerlach‑Barklow Co. v. Morris
& Bendien, 23 F.2d 159, 161 (2d Cir.1927)).
"Absent a
genuine difference between the underlying work of art and the copy of it for
which protection is sought, the public interest in promoting progress in the
arts‑‑indeed, the constitutional demand [citation omitted]‑‑could
hardly be served. To extend
copyrightability to minuscule variations would simply put a weapon for
harassment in the hands of mischievous copiers intent on appropriating and
monopolizing public domain work. Even
in Mazer v. Stein, [347 U.S. 201, 74 S.Ct. 460, 98 L.Ed. 630 (1954) ], which
held that the statutory terms 'works of art' and 'reproduction of works of art'
... permit copyright of quite ordinary mass‑produced items, the Court
expressly held that the objects to be copyrightable, 'must be original, that
is, the author's tangible expression of his ideas.' 347 U.S. at 214, 74 S.Ct. at 468, 98 L.Ed. at 640. No such originality, no such expression, no
such ideas here appear." [FN37]
FN37. Id. at 492.
The
requisite "distinguishable variation," moreover, is not supplied by a
change of medium, as "production of a work of art in a different medium
cannot by itself constitute the originality required for copyright
protection." [FN38]
FN38. Past Pluto
Productions v. Dana, 627 F.Supp. 1435, 1441 (S.D.N.Y.1986) (citing L. Batlin
& Son, Inc., 536 F.2d at 491). Accord, Durham Ind., Inc. v. Tomy Corp., 630
F.2d 905, 910 (2d Cir.1980).
There is little doubt that many photographs, probably the
overwhelming majority, reflect at least the modest amount of originality
required for copyright protection.
"Elements of originality ... may include posing the subjects,
lighting, angle, selection of film and camera, evoking the desired expression,
and almost any other variant involved." [*197 FN39] But
"slavish copying," although doubtless requiring technical skill and
effort, does not qualify. [FN40] As the
Supreme Court indicated in Feist, "sweat of the brow" alone is not
the "creative spark" which is the sine qua non of originality. [FN41] It therefore is not entirely surprising that
an attorney for the Museum of Modern Art, an entity with interests comparable
to plaintiff's and its clients, not long ago presented a paper acknowledging
that a photograph of a two‑dimensional public domain work of art
"might not have enough originality to be eligible for its own
copyright." [FN42]
FN39.
Rogers v. Koons, 960 F.2d 301, 307 (2d Cir.), cert. denied, 506 U.S. 934, 113
S.Ct. 365, 121 L.Ed.2d 278 (1992), accord,
Leibovitz v. Paramount Pictures Corp., 137 F.3d 109, 116 (2d Cir.1998).
FN40. In Hearn v. Meyer, 664 F.Supp. 832 (S.D.N.Y.1987),
Judge Leisure held on the authority of Batlin that "slavish copies"
of public domain reproductions of public domain original works of art were not
copyrightable despite the great skill and effort involved in the copying
process, and minor but unintentional variations between the copies and the
works copied.
FN41. 499 U.S. 340, 111 S.Ct. 1282, 113 L.Ed.2d 358.
FN42. Beverly Wolff, Copyright, in ALI‑ABA Course of
Study; Legal Problems of Museum
Administration, C989 ALI‑ABA 27, at *48 (available on Westlaw). See also Lynne A. Greenburg, the Art of
Appropriation: Puppies, Piracy, and Post‑Modernism, 11 CARDOZO ARTS &
ENT. L.J. 1, 20‑21 (1992) (photographic copies of original art
photographs taken by the famous photographer, Edward Weston, which were made to
"deconstruct the myth of the masterpiece" not copyrightable).
In this case,
plaintiff by its own admission has labored to create "slavish copies" of public domain works of art. While it may be assumed that this required
both skill and effort, there was no spark of originality‑‑indeed,
the point of the exercise was to reproduce the underlying works with absolute
fidelity. Copyright is not available in
these circumstances.
United Kingdom Law
[3] While the Court's
conclusion as to the law governing copyrightability renders the point moot, the
Court is persuaded that plaintiff's copyright claim would fail even if the
governing law were that of the United Kingdom.
Plaintiff's attack
on the Court's previous conclusion that its color transparencies are not
original and therefore not copyrightable under British law depends primarily on
its claim that the Court failed to apply Graves' Case, a nisi prius decision
and the supposedly controlling authority that plaintiff did not even cite in
its opposition to defendant's motion for summary judgment.
Graves' Case in
relevant part involved an application to cancel entries on the no longer extant
Register of Proprietors of Copyright in Paintings, Drawings and Photographs for
three photographs of engravings. [FN43]
In rejecting the contention that the photographs were not copyrightable
because they were copies of the engravings, Justice Blackburn wrote:
FN43. The action was based on the Fine Arts Copyright Act
of 1862, 25 & 26 Vict. c. 68, rather than the current British copyright
statute.
"The
distinction between an original painting and its copy is well understood, but
it is difficult to say what can be meant by an original photograph. All photographs are copies of some object,
such as a painting or statute. And it
seems to me that a photograph taken from a picture is an original photograph,
in so far that to copy it is an infringement of the statute." [FN44]
FN44. L.R. 4 Q.B. at 722.
Plaintiff and the amicus therefore argue that plaintiff's
photographs of public domain paintings are copyrightable under British
law. But they overlook the antiquity of
Graves' Case and the subsequent development of the law of originality in the United
Kingdom.
Laddie, a modern British copyright treatise the author of which
now is a distinguished British judge, discusses the issue at Bar in a helpful
manner:
"It is
obvious that although a man may get a copyright by taking a photograph of some
well‑known object like Westminster Abbey, he does not get a monopoly in
representing Westminister Abbey as such, any more than an artist would who
painted *198 or drew that
building. What, then, is the scope of
photographic copyright? As always with
artistic works, this depends on what makes his photograph original. Under the 1988 Act the author is the person
who made the original contribution and it will be evident that this person need
not be he who pressed the trigger, who might be a mere assistant. Originality presupposes the exercise of substantial
independent skill, labour, judgment and so forth. For this reason it is submitted that a person who makes a
photograph merely by placing a drawing or painting on the glass of a
photocopying machine and pressing the button gets no copyright at all; but he might get a copyright if he employed
skill and labour in assembling the thing to be photocopied, as where he made a
montage. It will be evident that in
photography there is room for originality in three respects. First, there may be originality which does
not depend on creation of the scene or object to be photographed or anything
remarkable about its capture, and which resides in such specialties as angle of
shot, light and shade, exposure, effects achieved by means of filters,
developing techniques etc.: in such
manner does one photograph of Westminster Abbey differ from another, at least
potentially. Secondly, there may be
creation of the scene or subject to be photographed. We have already mentioned photo‑montage, but a more common
instance would be arrangement or posing of a group ... Thirdly, a person may
create a worthwhile photograph by being at the right place at the right
time. Here his merit consists of
capturing and recording a scene unlikely to recur, e.g. a battle between an
elephant and a tiger ..." [FN45]
FN45. HUGH LADDIE, PETER
PRESCOTT, & MARY VITORIA, THE MODERN LAW OF COPYRIGHT AND DESIGNS § 3.56,
at 238 (1995) (footnotes omitted, emphasis added).
Moreover, the authors go on to question the continued authority
of Graves' Case under just this
analysis:
"It is
submitted that Graves' Case (1869) LR 4 QB 715 (photograph of an engraving), a
case under the Fine Arts Copyright Act 1862, does not decide the contrary,
since there may have been special skill or labour in setting up the equipment
to get a good photograph, especially with the rather primitive materials
available in those days. Although the
judgments do not discuss this aspect it may have been self‑evident to any
contemporary so as not to require any discussion. If this is wrong it is submitted that Graves' Case is no longer
good law and in that case is to be explained as a decision made before the
subject of originality had been fully developed by the courts." [FN46]
FN46. Id. at 239 n. 3
(emphasis added).
This
analysis is quite pertinent in this case.
Most photographs are
"original" in one if not more of the three respects set out in
the treatise and therefore are copyrightable.
Plaintiff's problem here is that it seeks protection for the exception
that proves the rule: photographs of
existing two‑dimensional articles (in this case works of art), each of
which reproduces the article in the photographic medium as precisely as
technology permits. Its transparencies
stand in the same relation to the original works of art as a photocopy stands
to a page of typescript, a doodle, or a Michelangelo drawing. [FN47]
FN47. Plaintiff
concedes that a photocopy is not original and hence not copyrightable. (Tr., 9/14/98, at 22).
Plaintiff nevertheless argues that the photocopier analogy is
inapt because taking a photograph requires greater skill than making a
photocopy and because these transparencies involved a change in medium. But the argument is as unpersuasive under
British as under U.S. law.
The allegedly greater skill required to make an exact
photographic, as opposed to Xerographic or comparable, copy is immaterial. As the Privy Council wrote in Interlego AG
v. Tyco Industries, Inc., [FN48] "[s]kill, labor or judgment merely in the
process of copying cannot confer originality...." [FN49] The point is*199 exactly the same as the
unprotectibility under U.S. law of a "slavish copy."
FN48.
1 A.C. 217 (P.C.1989), 3 All E.R. 949, 970 (1988) (appeal taken from Hong
Kong).
FN49. Id. 3 All.E.R. at 971‑72.
Nor is the change
in medium, standing alone, significant.
The treatise relied upon by plaintiff for the contrary proposition does
not support it. It states that "a
change of medium will often entitle a reproduction of an existing artistic work
to independent protection." [FN50]
And it goes on to explain:
FN50. E.P. SKONE JAMES ET AL., COPINGER AND SKONE JAMES ON
COPYRIGHT § 3‑ 34, at 62 (1991) (emphasis added).
"Again, an
engraver is almost invariably a copyist, but his work may still be original in
the sense that he has employed skill and judgment in its production. An engraver produces the resemblance he
wishes by means which are very different from those employed by the painter or
draughtsman from whom he copies; means
which require a high degree of skill and labour. The engraver produces his effect by the management of light and
shade, or, as the term of his art expresses it, the chiaroscuro. The required degree of light and shade are
produced by different lines and dots;
the engraver must decide on the choice of the different lines or dots
for himself, and on his choice depends the success of his print." [FN51]
FN51. Id. (emphasis added).
Thus, the authors implicitly recognize that a change of medium
alone is not sufficient to render the product original and copyrightable. Rather, a copy in a new medium is
copyrightable only where, as often but not always is the case, the copier makes
some identifiable original contribution.
In the words of the Privy Council in Interlogo AG, "[t]here must
... be some element of material alteration or embellishment which suffices to
make the totality of the work an original work." [FN52] Indeed, plaintiff's expert effectively
concedes the same point, noting that copyright "may" subsist in a
photograph of a work of art because "change of medium is likely to amount
to a material alteration from the original work, unless the change of medium is
so insignificant as not to confer originality ..." [FN53]
FN52. 3 All.E.R. at
971‑72.
FN53.
Sutcliffe Aff. ¶ 12 (emphasis added).
Here, as the Court noted in its earlier
opinion, "[i]t is uncontested that Bridgeman's images are substantially
exact reproductions of public domain works, albeit in a different medium."
[FN54] There has been no suggestion
that they vary significantly from the underlying works. In consequence, the change of medium is
immaterial.
FN54. 25 F.Supp.2d at 426.
Lady Bridgeman, plaintiff's principal, testified that the
goal of the transparencies is to be as true to the original work as possible.
(Bridgeman Dep. 15) The color bars (referred to in the prior opinion) are
employed to make sure that "the transparency is a genuine reflection of
the colors" of the original works of art.
(Eichel Dep. 29) Plaintiff has argued "that in creating the
transparencies ..., Bridgeman strives to make the transparency look as
identical to the underlying work of art as possible ..." (Pl.Mem. in Opp.
to Summary Judgment 4)
Finally, the amicus
argues that this result is contraindicated because public art collections in
the United Kingdom charge fees for reproductions of photographic images of
works in their collections, thus evidencing their view that the images are
protected by copyright. But the issue
here is not the position of an economically interested constituency on an issue
that has not been litigated, at least in this century, but the content of the
originality requirement of the British Copyright Act. Moreover, it is far
fromclear what the understanding of British art collections, if any, actually
is. Certainly, for example, there are
original works of art in British public art collections in which copyright
subsists and is owned by the collections, in which case reproduction rights no
doubt are a fit subject for exploitation. [FN55]
FN55. The amicus 's suggestion that this Court's holding
will deprive public art collections of fee revenue for reproduction of
photographs of their works of art more properly is directed to Parliament,
which of course has plenary power over the protection available under British
copyright law.
For all of the
foregoing reasons, the Court is persuaded that its original that Bridgeman's
transparencies are not copyrightable under British law was correct.
*200 The
Certificate of Registration for The Laughing Cavalier
As indicated above,
plaintiff argues also that the fact that the Register of Copyright issued a
certificate of registration for one of plaintiff's transparencies demonstrates
that its photographs are copyrightable under U.S. law. The argument is misguided.
No one disputes that
most photographs are copyrightable. In
consequence, the issuance of a certificate of registration for a photograph
proves nothing. And while the
certificate is prima facie evidence of the validity of the copyright, [FN56]
including the originality of the work, the presumption is not irrebuttable.
[FN57] Here, the facts pertinent to the
issue of originality are undisputed.
The Court has held as a matter of law, and reiterates, that plaintiff's
works are not original under either British or United States law.
FN56. 17 U.S.C. § 410(c).
FN57. E.g., Lakedreams v. Taylor, 932 F.2d 1103, 1108 (5th
Cir.1991).
Indeed, the Copyright Act leaves the "evidentiary
weight to be accorded the certificate ... [to] the discretion of the
court." 17 U.S.C. § 410(c).
Conclusion
Plaintiff's motion
for reargument and reconsideration of this Court's order granting summary
judgment dismissing the complaint is granted. Nevertheless, on reargument and
reconsideration, defendant Corel Corporation's motion for summary judgment
dismissing the complaint is granted.